CFA道德在2021年一级考试中需要学习几个reading？考题特点如何？

发布时间：2020-06-24 09:30编辑：融跃教育CFA

2020年和2021年的CFA一级考试用的考纲是2020年的考纲，在CFA一级考试中CFA道德这一科是比较重要的，可能它会决定你的考试的生死！那正在备考2020年和2021年CFA考试的你看看道德每个reading讲的知识点是什么？

Reading 1 Ethics and Trust in the Investment Profession.
Reading 2 Code of Ethics and Standards of Professional Conduct Standards of Practice Handbook, Eleventh Edition.
Reading 3 Guidance for Standards I–VII Standards of Practice Handbook, Eleventh Edition.
Reading 4 Introduction to the Global Investment Performance Standards (GIPS).
Reading 5 Global Investment Performance Standards (GIPS).

CFA一级中道德的考题占到了15左右，占比是较大的，除了考生要知道CFA一级道德讲什么知识点外，还要知道在CFA一级道德的考题特点，那考题有什么样的特点呢？

1、题量大

2、易丢分

3、题干长：

4、对理解力要求比较高

为什么CFA道德考题是以上特点呢？要知道CFA道德考题是怎样的，它主要是以案列分析的形式来考考生的，那具体是什么样子的呢、这不小编给你送来了CFA道德考题的模板例题！

Question：

Bart Wiley，CFA，agreed in writing with his former employer not to solicit former clients for a period of one year after his termination. After he left his former employer， he consulted with a lawyer about whether the agreement was legally enforceable. The lawyer advised Wiley that it was doubtful that the agreement could be enforced， so Wiley sent a marketing brochure about his new firm to his former clients. According to the Standards of Practice Handbook， which of the following statements is most accurate with respect to Wiley‘s conduct？

A. The Standards do not apply to Wiley’s conduct.

B. The Standards require Wiley to comply with the agreement with his former employer.

C. Because Wiley relied upon the opinion of legal counsel， he did not violate the Standards.

Answer：

Correct answer： B

--Demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations presenting multiple issues of questionable conduct.

A member‘s duty of loyalty to his employer prohibits him from violating any applicable non-compete agreement.

所以，你知道了CFA一级道德考题的特点，那你准备好了吗？一定要好好备考这一科目哦！